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2001 Annual Financial ReportCITY OF BANGER FINANCIAL STATEMENTS September 30, 2001 ''. TABLE OF CONTENTS AUDITOR'S REPORT CITY OFFICIALS COMBINED BALANCE SHEET - ALL FUND TYPES AND ACCOUNT GROUPS COMBINED STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - ALL GOVERNMENTAL FUND TYPES COMBINED STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - ALL GOVERNMENTAL FUND TYPES - BUDGET AND ACTUAL COMBINED STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN RETAINED EARNINGS - PROPRIETARY FUND COMBINED STATEMENT OF CASH FLOWS - PROPRIETARY FUND NOTES TO FINANCIAL STATEMENTS COMBINING AND INDIVIDUAL FUND AND ACCO UNT GROUP STATEMENTS COMEII�IING STATEMENT OF REVENUES &EXPENDITURES - GENERAL FUND COMBINING STATEMENT OF REVENUES & EXPENDITURES - SPECIAL REVENUE FUND COMBINING STATEMENT OF REVENUES & EXPENDITURES - GENERAL FUND - BUDGET AND ACTUAL COMBINING STATEMENT OF REVENUES & EXPENDITURES - SPECIAL REVENUE FUND - BUDGET AND ACTUAL STATEMENT OF GENERAL FIXED ASSETS SCHEDULE OF CHANGES TO GENERAL FIXED ASSETS SCHEDULE OF PROPERTY, PLANT & EQUIPMENT - PROPRIETARY FUND STATEMENT OF GENERAL LONG-TERM DEBT SCHEDULE OF CHANGES IN GENERAL LONG-TERM DEBT SCHEDULE OF GENERAL FUND DEBT SERVICE REQUIREMENTS SCHEDULE OF CHANGES IN LONG-TERM DEBT - PROPRIETARY FUND SCHEDULE OF PROPRIETARY FUND DEBT SERVICE REQUIREMENTS SUPPLEMENTAL INFORMATION SCHEDULE OF RESTRICTED ASSETS SCHEDULE OF RESERVED FUND EQUITIES SCHEDULE OF INSURANCE COVERAGE ENTERPRISE FUND # OF CUSTOMERS AND RATES ANALYSIS OF PROPERTY TAXES SCHEDULE OF GRANT RECEIPTS & EXPENDITURES REPORT ON COMPLIANCE AND ON INTERNAL CONTROL OVER FINANCIAL REPORTING BASED UPON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENTAL A UDITING STANDARDS MANAGEMENT LETTER REPORTS & SCHEDULES RELATED TO SINGLE A UDIT SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS � ' NOTES TO SCHEDULE OF FEDERAL AWARDS SCHEDULE OF FINDINGS AND QUESTIONED COSTS SCHEDULE OF FINDINGS AND QUESTIONED COSTS - PRIOR YEAR REPORT ON COMPLIANCE WITH REQUIREMENTS APPLICABLE TO EACH MAJOR PROGRAM AND INTERNAL CONTROL OVER COMPLIANCE IN ACCORDANCE WITH OMB CIRCULAR A-133 �I 1 2 3 4 5 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 William C. Spore, P.C. Certified Public Accountants To the City Council City of Sanger, Texas We have audited the accompanying general purpose financial statements of the City of Sanger, Texas, as of and for the year ended September 30, 2001, as listed in the table of contents. These general purpose financial statements are the responsibility of the City of 1 Sanger, Texas, management. Our responsibility is to express an opinion on these general purpose financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the general purpose financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the general purpose financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall general purpose financial statement presentation. We believe that our audit provides a reasonable basis for our opinion. In our opinion, the general purpose financial statements referred to above present fairly, in all material respects, the financial position of the City of Sanger, Texas, as of September 30, 2001, and the results of its operations and the cash flows of its proprietary fund types and nonexpendable trust funds for the year then ended in conformity with accounting principles generally accepted in the United States of America. In accordance with Government Auditing Standards, we have also issued our report dated February 22, 2002, on our consideration of the City of Sanger, Texas's internal control over financial reporting and our tests of its compliance with certain provisions of laws, regulations, contracts and grants. That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be read in conjunction with this report in considering the results of our audit. Our audit was conducted for the purpose of forming an opinion on the general purpose financial statements taken as a whole. The accompanying schedule of expenditures of federal awards is presented for purposes of additional analysis as required by U.S. Office of Management and Budget Circular A433, Audits of States, Local Governments, and Non -Profit Organizations, and is not a required part of the general purpose financial statements of the City of Sanger, Texas. Such information has been subjected to the auditing procedures applied in the audit of the general purpose financial statements and, in our opinion, is fairly stated, in all material respects, in relation to the general purpose financial statements taken as a whole. William C. Spore, P.C. February 22, 2002 3950 Highway 360, Suite 102 #Grapevine, TX 76051 # 817/421-6619 CITY OF SANGER CITY OFFICIALS September 30, 2001 ELECTED OFFICIALS MAYOR MAYOR PRO TEM COUNCILMEMBERS APPOINTED OFFICIALS CITY MANAGER CITY SECRETARY/ASSISTANT CITY MANAGER MUNICIPAL COURT JUDGE CITY ATTORNEY Tommy Kincaid Andy Garza Glenn Ervin Jimmy Evans Joe Higgs Craig Waggoner Jack Smith Rosalie Chavez Danny Spindle Nichols, Jackson, Dillard, Hager & Smith SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE-2 CITY OF SANGER COMBINED BALANCE SHEET - ALL FUND TYPES AND ACCOUNT GROUPS September 30, 2001 GOVERNMENTAL FUNDS TYPE PROPRIETARY FUND TYPES SPECIAL ASSETS GENERAL REVENUE UTILITY FUND FUND FUNDS Cash $ 68,771 $ 0 $ 438,442 Receivables, Net of Allowances for Uncollectibles: Property Taxes 74,975 0 0 Other Receivables 88,419 57,175 286,254 Services 0 0 510,423 Due from Other Funds 94,204 0 0 Inventory/Prepaid Expense 0 0 379,576 Restricted Assets - Cash 76,496 442,801 563141 Property, Plant and Equipment Net of Accumulated Depreciation 0 0 51533,797 Construction in Process 0 0 11314,197 Amount to be Provided for Retirement of General Long -Term Debt 0 0 0 TOTAL ASSETS $ 402,865 4991976 $ 91025,830 LIABILITIES Accounts Payable $ 170,636 0 $ 640,191 Accrued Expenses 812 0 82,437 Due to Other Funds 0 0 94,204 Customer & Escrow Deposits 0 0 1531691 Deferred Revenues 74,975 0 0 Long -Term Debt: Compensated Absences 0 0 38,378 Revenue Bonds Payable 0 0 2,590,000 Certificate of Obligation Payable 0 0 0 Notes Payable 0 0 579,359 Capital Leases 0 0 261842 TOTAL LIABILITIES 246,423 0 41205,102 FUND EQUITY Contributed Capital 0 0 1,635,292 Investment in General Fixed Assets 0 0 0 Retained Earning - Reserved 0 0 306,841 Retained Earning - Unreserved 0 0 218781595 Fund Balance - Reserved 681684 4991976 Fund Balance - Unreserved 87,758 0 TOTAL FUND EQUITY 156,442 499,976 41820,728 TOTAL LIABILITIES AND FUND EQUITY $ 402,865 499,976 $ 91025,830 SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE - 3 ACCOUNT GROUPS GENERAL FIXED ASSETS $ 0 0 0 0 0 0 0 3,232,473 0 0 $ 31232,473 GENERALLONG- TERM DEBT 0 0 0 0 0 0 0 0 0 0 2,369,923 $ 21369,923 TOTALS (memorandum only) 2001 2000 $ 507,213 $ 384,488 74,975 431,848 510,423 94,204 379,576 1,082,438 8,766,270 1,314,197 2,369,923 $ 15,531,067 0 0 83,249 94,204 0 0 1531691 0 0 74,975 0 47,700 0 0 0 11290,000 0 948,995 0 83,228 0 21369,923 0 0 31232,473 0 0 0 0 0 0 0 0 0 31232,473 0 $ 3,232,473 $ 2,369,923 86,078 2,590,000 1,290,000 1,5281354 110,070 6,821,448 1,635,292 3,232,473 306,841 2,878,595 568,660 87,758 8,709,619 $ 15,531,067 70,208 69,297 511,871 11,697 4371414 8091695 8,730,835 46,913 2,644,670 $ 13,717,088 586,946 68,554 11,697 1031804 701208 75,762 2,760,000 1,4101000 1,450,776 2331800 6,771,547 442,674 3,063,257 306,315 2,722,600 67,466 343,229 6,945,541 $ 13,717,088 SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE-3 CITY OF SANGER COMBINED STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - ALL GOVERNMENTAL FUND TYPES For the Year Ended September 30, 2001 REVENUES GENERAL Properly Taxes $ 676,511 $ Nonproperty Taxes 488,405 Penalties and Interest on Delinquent Taxes 13,829 License and Permits 451823 Fees and Services 473,901 Grants and Intergovernmental 129,180 Interest Income 71093 Miscellaneous Income 13,906 Donations 19,557 TOTAL REVENUES 11868,205 EXPENDITURES General Government Public Safety Highways and Streets Health and Welfare Culture and Recreation Capital Outlay Debt Service: Principal Interest TOTAL EXPENDITURES EXCESS REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES (USES) Proceeds of Capital Leases/Notes Payable Sale of Assets Transfers In (Out) TOTAL OTHER FINANCING SOURCES (USES) EXCESS OF REVENUES AND OTHER SOURCES OVER EXPENDITURES FUND BALANCE -BEGINNING FUND BALANCE -ENDING SPECIAL REVENUE 0 $ 320,626 0 0 0 0 15,671 0 0 TOTALS (memorandum only) 2001 2000 676,511 809,031 13,829 45,823 473,901 129,180 22,764 13,906 19,557 336,297 2,204,502 $ 580,937 631,085 12,924 28,793 403,841 84,593 16,115 13,118 30,787 1,802,193 547,547 41,898 589,445 1,504,051 6491899 0 6491899 536,295 132,966 0 132,966 1331849 57,225 0 57,225 453200 347,623 0 347,623 270,563 207,490 0 207,490 263,898 258,156 42,791 300,947 2071711 101,800 47,202 1493002 117,953 2,302,706 131,891 2,434,597 3,079,520 434,501) 204,406 (230,095) (1,277,327) 19,098 19,508 459,295 497,901 63,400 93,042 $ 156,442 0 0 (22,083) (22,083) 182,323 317,653 19,098 1,017,763 19,508 0 437,212 305,452 4751818 11323,215 245,723 410,695 $ 499,976 $ 656,418 364,807 $ 410,695 SEE ACCOUNTANT'S REPORT AND NOTES ATTACHED BUDGET $ 0 $ 0 2921000 320,626 0 0 0 0 0 0 0 292,000 0 0 0 0 15,671 0 0 VARIANCE $ 0 $ 670,000 281626 788,160 0 0 0 0 15,671 0 0 336,297 441297 9,000 60,300 4381000 1371613 4,000 30,500 2,500 2,140,073 (Memorandum On ACTUAL $ 6761511 809,031 13,829 45,823 473,901 129,180 22,764 13,906 19,557 2,204,502 VARIANCE $ 6,511 20,871 4,829 (14,477) 35,901 (8,433) 18,764 (16,594) 17,057 64,429 5,900 41,898 (35,998) 554,283 589,445 (35,162) 0 0 0 702,282 649,899 52,383 0 0 0 129,401 132,966 (31565) 0 0 0 551300 57,225 (11925) 0 0 0 406,446 347,623 58,823 0 0 0 182,524 207,490 (24,966) 43,000 47,000 95,900 0 0 (22,000) (22,000) 42,791 47,202 131.891 204,406 0 0 (22,083) (22,083) 182,323 317.653 $ 499,976 209 (202) (35,991) 8,306 (83) $ 8,223 302,887 300,947 1,940 148,453 149,002 (549) 21481,576 21434,597 46,979 (341,503) 0 0 5031603 503,603 (230,095) 19,098 19,508 437,212 475,818 245,723 410,695 $ 656,418 19,098 19,508 (66,391) (27,785) $ 83,623 SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE-5 CITY OF SANGER COMBINED STATEMENT OF REVENUES, EXPENSES, AND CHANGES IN RETAINED EARNINGS - PROPRIETARY FUND For the Year Ended September 30, 2001 2001 OPERATING REVENUES Charges and Fees $ 4,983,147 OPERATING EXPENSES 2000 $ 4,086,359 Personnel Services 828,030 745,233 Purchase of Services 21738,352 21232,882 Materials and Supplies 111;092 87,584 Depreciation 4651139 444,407 Franchise Fees 106,122 81,662 TOTAL OPERATING EXPENSES OPERATING INCOME NONOPERATING REVENUES (EXPENSES) Interest Income Debt Service Interest, Fees & Discounts Transfers Out TOTAL NONOPERATING REVENUES (EXPENSES) NET INCOME RETAINED EARNINGS -BEGINNING RETAINED EARNINGS -ENDING 4,248,735 734,412 33,328 (174,007) (437,212) 591.768 494,591 32,141 (187,235) (305,452) (577,891) (460,546) 3,028,915 2,994,870 $ 3,185,436 $ 3,028,915 SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE-6 CITY OF SANGER COMBINED STATEMENT OF CASH FLOWS -ALL PROPRIETARY FUND TYPES For the Year Ended September 30, 2001 2001 2000 CASH FLOWS FROM OPERATING ACTIVITIES, Cash Received from Customers $ 51041,169 $ 43023,869 Cash Payments to Suppliers for Goods and Services (31185,000) (21281,098) Cash Payments for Employees Services (824,814) (740,030) NET CASH PROVIDED BY OPERATING ACTIVITIES 11031,355 11002,741 CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES: Acquisition of Capital Assets (11120,987) (496,494) Additions to Long -Term Debt 290596 111,882 Principal Paid on Bonds and Notes (345,001) (300,470) Interest Paid on Bonds and Notes (151,087) (164,144) Capital Contributed - Grants 816,139 0 Cash Transferred to Other Funds (354,705) (298,784) NET CASH USED FOR CAPITAL AND RELATED FINANCING ACTIVITIES (864,945) (11148,010) CASH FLOWS FROM INVESTING ACTIVITIES: Interest on Investments 34,640 301655 NET INCREASE (DECREASE) IN CASH 2O1,050 (114,614) CASH - BEGINNING OF YEAR 800,533 915,147 CASH - END OF YEAR $ 11001,583 $ 8001533 RECONCILIATION OF OPERATING INCOME TO NET CASH PROVIDED BY OPERATING ACTIVITIES: Operating Income Adjustment to Reconcile Operating Income to Net Cash Provided by Operating Activities: Depreciation (Increase) Decrease in Receivables (Increase) Decrease in Inventory/Prepaid Expense Increase (Decrease) in Accounts Payable Increase (Decrease) in Accrued Expenses Increase (Decrease) in Customer Deposits NET CASH PROVIDED BY OPERATING ACTIVITIES $ 734,412 465,139 8,135 43,382 (2781235) 8,635 49,887 $ 1,0311355 $ 494,591 444,407 (72,944) (208,625) 329,455 5,403 10,454 $ 13002,741 NON -CASH ACTIVITIES: During the fiscal year a developer and the local garbage collection company conveyed land, water and sewer systems to the City totaling P90,2250 SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE-7 CITY OF SANGER NOTES TO FINANCIAL STATEMENTS September 30, 2001 NOTE A: SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - The City of Sanger operates under a Council -Manager form of government, following the laws of a Home Rule Charter City as defined by the State of Texas. The City provides the following services: public safety police, fire and ambulance, parks, streets, sanitation, a public library senior center, community center and general administrative services along with water, sewer and electrical services. The accounting policies of the City conform to generally accepted accounting principles as applicable to governments. The following is a summary of the more significant policies: 1. REPORTING ENTITY: As required by generally accepted accounting principles, the financial statements of the reporting entity include those of the City of Sanger (the primary government) and its component units. The following component units are included in the City's reporting entity because of its operational and financial relationship with the City. The City has two blended component units as follows: (4A) The Sanger Texas Industrial Development Corporation (S.T.I.D.C.) is governed by a board of five directors, all of whom are appointed by the City Council of the City of Sanger and any of whom can be removed from office by the City Council at its, will. The S.T.I.D.C. was incorporated in the state of Texas as a non-profit industrial development corporation under Section 4A of the Development Corporation Act of 1979. The purpose of the S.T.I.D.C. is to promote economic development within the City of Sanger. Separate financial statements of the component unit can be obtained from the City's administrative offices. (4B) The Sanger Texas Development Corporation (S.T.D.C.) is governed by a board of seven directors, all of whom are appointed by the City Council of the City of Sanger and any of whom can be removed from office by the City Council at its, will. The S.T.D.C. was incorporated in the state of Texas as a non-profit industrial development corporation under Section 4B of the Development Corporation Act of 1979. The purpose of the S.T.D.C. is to promote economic and community development within the City of Sanger. Separate financial statements of the component unit can be obtained from the City's administrative offices. CITY OF SANGER NOTES TO FINANCIAL STATEMENTS September 30, 2001 2. FUND ACCOUNTING: The accounts of the City are organized on the basis of funds or account groups, each of which is considered to be a separate accounting entity. The operations of each fund are accounted for by providing a separate set of self -balancing accounts which are comprised of each fund's assets, liabilities, fund equity, revenues and expenditures or expenses, as appropriate. Governmental resources are allocated to and for individual funds based upon the purposes for which they are to be spent and the means by which spending activities are controlled. The various funds are grouped, in the financial statements in this report, into two generic fund types and two broad fund categories as follows: GOVERNMENTAL FUND TYPES General Fund The general fund is the general operating fund of the City. It is used to account for all financial resources except those required to be accounted for in another fund. PROPRIETARY FUND TYPES Enterprise Funds Enterprise funds are used to account for operations (a) that are financed and operated in a manor similar to private business enterprises - where the intent of the governing body is that costs (expenses, including depreciation) of providing goods or services to the general public on a continuing basis be financed or recovered primarily through user charges or (b) where the governing body has decided that periodic determination of revenues earned, expenses incurred, and/or net income is appropriate for capital maintenance, public policy, management control, accountability, or other purposes. 3. PROPERTY, PLANT AND EQUIPMENT AND LONG-TERM LIABILITIES: The accounting and reporting treatment applied to property plant and equipment and long-term liabilities associated with a fund are determined by its measurement focus. All governmental fund types are accounted for on a "financial flow" measurement focus. This means that only current assets and current liabilities are generally included on their balance sheets. Their reported fund balance is considered a measure of "available spendable resources". Governmental fund operating statements present increases (revenue and other financing sources) and decreases (expenditures and other financing uses) in net current assets. Accordingly, they are said to present a summary of sources and uses of "available spendable resources" during a period. Page - 9 CITY OF SANGER NOTES TO FINANCIAL STATEMENTS September 30, 2001 Plant, property and equipment used in governmental fund type operations are accounted for in the General Fixed Assets Account Group, rather than in governmental funds. No depreciation has been provided on such property, plant and equipment. �� All property, plant and equipment are valued at historical cost or estimated historical cost if actual cost is not available. Donated property, plant and equipment are valued at their estimated fair value on the date donated. Public domain "infrastructure" general fixed assets consisting of certain improvements other than buildings, such as roads, sidewalks, and bridges are not capitalized. Long-term liabilities expected to be financed from governmental fund types are accounted for in the General Long -Term Debt Account Group, not in the governmental funds. The two account groups are not "funds". They are concerned only with the measurement of financial position. They are not involved with measurement of results of operations. `� Special reporting treatments are' applied to governmental fund prepaid expenses to indicate that they do not represent "available spendable resources", even though they are a component of net i current assets. Such amounts are generally offset by fund balance reserve accounts. Because of their spending measurement focus, expenditure recognition for governmental fund types is limited to exclude amounts represented by non -current liabilities. Since they do not affect net current assets, such long-term amounts are not recognized as governmental fund type expenditures or fund liabilities. They are instead reported as liabilities in the General Long -Term Debt Account Group. All proprietary funds are accounted for on a cost of services or "capital maintenance" measurement focus. This means that all assets and liabilities (whether current or noncurrent) associated with their activity are included on their balance sheets. Their report fund equity (net total assets) is segregated into contributed capital and retained earnings components. Depreciation is provided in the proprietary funds in amounts sufficient to relate the cost of the depreciable assets, to operations over their.estimated service lives on the straight-line basis. The service lives by type are as follows: Electric System 20 to 50 years Water and sewer system 10 to 50 years Furniture and Equipment 3 to 10 years Page - 10 CITY OF SANGER NOTES TO FINANCIAL STATEMENTS September 30, 2001 4. BASIS OF ACCOUNTING: Basis of accounting refers to when revenues and expenditures or expenses are recognized in the accounts and reported in the financial statements. Basis of accounting relates to the timing of the measurement made, regardless of the measurement focus applied. All governmental funds are accounted for using the modified accrual basis of accounting. Their revenues are recognized when they become measurable and available as net current assets. Gross receipts and sales taxes are considered "measurable" when in the hands of intermediary collecting governments and are recognized as revenues at that time. All major revenues are susceptible to accrual. Expenditures are generally recognized under the modified basis of accounting when the related fund liability is incurred. Exceptions to this general rule include accumulated unpaid vacation and sick time which are not accrued and principal and interest on general Long-term debt which is recognized when due. All proprietary funds are accounted for using the accrual basis of accounting. Their revenues are recognized when they are earned, and their expenses are recognized when they are incurred. 5. BUDGETS AND BUDGETARY ACCOUNTING: The City follows these procedures in establishing the budgetary data reflected in the financial statements: A: Prior to July 1, the City Manager submits to the City Council a proposed operating budget for the fiscal year commencing the following October 1. The operating budget includes proposed expenditures and the means of financing them. B: Public hearings are conducted to obtain taxpayer comments. C: Prior to October 1, the budget is legally enacted through the passage of an ordinance. D: The City Manager is authorized to transfer budgeted amounts between departments within any fund, any revisions that alter the total expenditures of any fund must be approved by the City Council. E: Budgets for the General and Proprietary Funds are adopted on a ' basis consistent with generally accepted accounting principles (GAAP) . F: Unused appropriations for all of the above annually budgeted funds lapse at the end of the fiscal year. Page - 11 CITY OF SANGER NOTES TO FINANCIAL STATEMENTS September 30, 2001 6. ENCUMBRANCES: Encumbrances represent commitments related to unperformed contracts for goods and services. Encumbrance accounting, under which purchase orders, contracts and other commitments for the expenditure of resources are recorded to reserve that portion of the applicable appropriation, is utilized in the General Fund. Encumbrances outstanding at year end are reported as reservations of fund balances and do not constitute expenditures or liabilities because the commitments will be honored during the subsequent year. 7. CASH: At year-end the City's cash accounts totaled $1,589,651 of which $1,589,551 was held in checking, savings or certificate of deposit accounts at, a local bank. Of the Bank balances, $105,384 was covered by federal depository insurance and the remaining $1,484,167 was covered by collateral held by the pledging Bank's agent in the name of the City. There were no uncollateralized cash accounts. The securities pledged by the City's depository institution are as follows: SECURITY PAR FMV FHLB Bond 2,300,000 2,426,500 8. CAPITALIZED INTEREST: The City capitalizes construction period interest when applicable. There was no interest requiring capitalization during the fiscal year. 9: INVENTORIES: Inventories of the Enterprise Fund are valued at the lower of cost (first -in, first -out) or market. 10. ACCUMULATED COMPENSATED ABSENCES: It is the City's policy to permit employees to accumulate a limited amount of earned but unused vacation and sick time, which will be paid to employees upon separation from the City's service. In governmental funds, the cost of vacation and sick leave is recognized when paid. A long-term liability of $47,700 of accrued vacation and sick leave has been recorded in the General Long -Term Debt Account Group, representing the City's commitment to fund such costs from future operations. Proprietary funds accrue vacation leave in the period they are earned. Page - 12 CITY OF SANGER NOTES TO FINANCIAL STATEMENTS September 30, 2001 11. REVENUE RECOGNITION - PROPERTY TAXES: Property taxes attach as an enforceable lien on property as of January 1. Taxes are levied on October 1 and are due and payable at that time. All unpaid taxed levied October 1 become delinquent February 1 of the following year. Property tax revenues are recognized when they become available. Delinquent taxes are considered fully collectable and, therefore, no allowance for doubtful taxes is provided. 12. ALLOWANCE FOR UNCOLLECTABLE ACCOUNTS: Allowance for uncollectable accounts receivable in the Proprietary Fund at September 30, 2001 is $50,659. 13: GRANT ACCOUNTING: All grant funds received by the general fund are included as intergovernmental revenues in the statements of revenues and expenditures. All grant funds received by the proprietary fund that are to be used for capital projects are recorded as contributed capital in the balance sheet while grant funds received for operating purposes are included in the proprietary fund statement of revenues and expenses as other operating revenues. During the fiscal year the City received capital grants in the proprietary fund totaling $1,102,393. 14. COMPARATIVE DATA: Comparative data for the prior year have been presented in the accompanying statements in order to provide an understanding of changes in the City's financial position and operations. However, complete comparative data (i.e., presentation of prior year totals by fund type in each of the statements) have not been presented since their inclusion would make the statements unduly complex and difficult to read. 15. TOTAL COLUMNS ON COMBINED STATEMENTS: Total columns on the Combined Statements are captioned "memorandum If only" to indicate that they are presented only to facilitate financial analysis. Data in these columns do not present financial position, results of operations, or changes in financial position in conformity with generally accepted accounting principles. Neither is such data comparable to a consolidation. Interfund elimination's have not been made in the aggregation of this data. Page - 13 CITY OF SANGER NOTES TO FINANCIAL STATEMENTS September 30, 2001 RETIREMENT PLANS: Firemen's Pension Fund: The City's firemen are covered contributory plan is operated and Retirement Funds, The September 30, 2001 was $3,278. Employee Retirement Plan: by the firemen's pension plan. This as part of the State Firemen's Relief pension expense for the year ended The City provides pension benefits for all of its full-time employees through a non-traditional, joint contributory, defined benefit plan in the state-wide Texas Municipal Retirement System (TMRS),,an agent multiple -employer public retirement system. Benefits depend upon the sum of the employee's contributions to the plan, with interest, and the City -financed monetary credits, with interest. Members can retire at ages sixty and above with ten or more years of service or with twenty five years of service regardless of age. A member is vested after ten years. The contribution rate for the employees is 5% of gross earning and the City provides a monthly contribution of 3.62% of gross earnings. This rate consists of the normal cost contribution and the prior service contribution rate. The normal cost contribution rate finances the currently accruing monetary credits and the prior service contribution rate amortizes the unfunded (overfunded) actuarial liability (asset) over the remainder of the plan's twenty five year amortization period. The City's contributions for the fiscal year totaled $52,300. The schedule of Actuarial Liabilities and Funding Progress for the year ended September 30, 2001 is as follows: Actuarial valuation date Actuarial valuation of assets Actuarial Accrued Liability Percentage funded Unfunded (Overfunded) Liability (UAAL) Annual covered payroll UAAL as percentage of actuarial accrued covered payroll Net pension obligation - beginning Annual required contributions Contributions made Net pension obligation - ending 12/31/00 $1,048,189 $ 991,883 105.7% $ (56,306) $1,240,306 -4.5% $ 0 $ 52,300 $ (52,300) $ 0 Page - 14 CITY OF SANGER NOTES TO FINANCIAL STATEMENTS September 30, 2001 The City of Sanger is one of 745 municipalities having the benefit plan administered by TMRS. Each of the 745 Municipalities have an annual, individual actuarial valuation performed. All assumptions for the 12-31-00 valuations are contained in the 2000 TMRS Comprehensive Annual Financial Report, a copy of which may be obtained by writing to P.O. Box 149153, Austin, Texas 78714-9153. NOTE C: LONG-TERM DEBT: The following is a summary of future debt requirements are these financial statements. General Long Term Debt: the City's Long -Term Debt. The detailed in schedules included in Certificates of Obligation, Series 1994 - Original amount of $1,900,000; principal paid annually starting September 1, 1995; Interest paid semi-annually on March 1, and September 1, at rates ranging from 5.60 to 7.50%. The Bonds were issued for street improvements and library building construction and are to be repaid from property tax revenues and are further secured by a pledge of Enterprise Fund Net Revenues, The Certificates of Obligation require that certain reserve accounts be maintained. Note Payable - Guaranty National Bank - Original amount of $38,9691 the note requires forty eight monthly installments of $914 with the final installment due April 2003. The note bears interest at 6% and has twenty installments remaining at September 30, 2000. The note proceeds were used to purchase various pieces of qui epment, which also serve as collateral for the note. Note Payable - Guaranty National Bank - Original amount of $3810231 the note requires thirty six monthly installments of $1,159 with the final installment due April 2003. The note bears I nterest at 6% and has nineteen installments remaining at September 30, 2000. The note proceeds were used to purchase a police vehicle, which also serves as collateral for the note. Note Payable $53,540, the $1,276 with interest at installments were used to for the note. Note Payable $43,184, the $1,029 With interest at Guaranty National Bank Original amount of - - note requires forty eight monthly installments of the final installment due July 2004. The note bears two percent under prime rate and has thirty four remaining at September 30, 2001. The note proceeds purchase a backhoe, which also serves as collateral - Guaranty NationalOriginal amount of note requires forty eight monthly installments of the final installment due July 2004. The note bears two percent under prime rate and has thirty four Page - 15 CITY OF SANGER NOTES TO FINANCIAL STATEMENTS September 30, 2001 installments remaining at September 30, 2001. The note proceeds were used to purchase a dump truck, which also serves as collateral for the note. Note Payable - Guaranty National Bank - Original amount of $18,028, the note requires thirty six monthly installments of $555, with the final installment due July 2003. The note bears interest at two percent under prime rate and has twenty two installments remaining at September 30, 2001. The note proceeds were used to purchase a Chevy truck, which also serves as collateral for the note. Note Payable - Guaranty National Bank - Original amount of $14,998, the note requires thirty six monthly installments of $461, with the final installment due September 2003. The note bears interest at two percent under prime rate and has twenty four installments remaining at September 30, 2001. The note proceeds were used to purchase a Dodge pickup, which also serves as collateral for the note. �' Note Payable - Guaranty National Bank - Original amount of $19,098, the note requires thirty six monthly installments of $570, with the final installment due May 2004. The note bears interest at 2.80 percent under prime rate and has thirty two installments remaining at September 30, 2001. The note proceeds were used to purchase a police vehicle, which also serves as collateral for the note. Note Payable - Guaranty National Bank - Original amount of $850,000, the note requires one hundred eighty monthly installments of $7,499, with the final installment due July 2015. The note bears interest at two percent under prime rate and has one hundred sixty six installments remaining at September 30, 2001. The note proceeds were used to purchase land for a development project between the Sanger Texas Industrial Development Corporation and Walmart Stores East, Inc. The loan will be repaid from the 4A sales tax proceeds to be collected by the Sanger Texas Industrial Development Corporation. Capital Lease - Midwest Bankers Group - Original balance of $172,179. The lease requires a down payment of $13,150 (paid in February 1995) plus nine annual rental payments of $24,105 beginning in February 1996, The City has a purchase option during the term of the lease to purchase the equipment at a designated early term/purchase option price. The City intends to exercise this option at the end of the lease term. The proceeds of the lease were used to purchase a new pumper fire truck. The truck is security for the lease. Capital Lease - Ford Motor Credit Company - Original balance of $14,300. The lease requires forty eight monthly rental payments of $338, with one payments remaining at September 30, 2001. The City has a purchase option during the term of the lease to purchase the Page - 16 CITY OF SANGER NOTES TO FINANCIAL STATEMENTS September 30, 2001 equipment at a designated purchase option price. The City intends to exercise this option at the end of the lease term. The proceeds of the lease were used to purchase a Asphalt Roller. The equipment is security for the lease. Capital Lease - Ford Motor Credit Company - Original balance of $46,548. The lease originally required thirty six monthly rental payments of $1,401. One of the vehicles collateralized for the loan was wrecked during the fiscal year and the insurance proceeds paid off the remaining portion of the lease related to that vehicle. The lease now requires payments of $699 with two payments remaining at September 30, 2001. The City has a purchase option during the term of the lease to purchase the equipment at a designated purchase option price. The City intends to exercise this option at the end of the lease term. The proceeds of the lease were used to purchase two police vehicles. The remaining vehicle is security for the lease. Capital Lease - Ford Motor Credit Company - Original balance of '95,453. The lease requires thirty six monthly rental payments of $2,903 with three payments remaining at September 30, 2001. The City has a purchase option during the term of the lease to purchase the equipment at a designated purchase option price. The City intends to exercise this option at the end of the lease term. The proceeds of the lease were used to purchase four vehicles. The vehicles are security for the lease. Capital Lease - Lubbock National Bank - Original balance of $361/53. The lease requires sixty monthly rental payments of $734, with fourteen payments remaining at September 30, 2001. The City has a purchase option during the term of the lease to purchase the equipment at a designated purchase option price. The City intends to exercise this option at the end of the lease term. The proceeds of the lease were used to purchase computer hardware and software. The equipment is security for the lease. Proprietary Fund: Texas Utility System Revenue Bonds, Series 1996 - Original amount of $1,0600,000, principal paid annually on May 15; Interest paid semi-annually on May 15 and November 15, at rates ranging from 4.2% to 4.75%. The bonds were issued to provide funds for improving and extending the City's Sewer System, The Bonds are to be repaid from and are secured by the Enterprise Fund Net Revenues, Texas Utility System Refunding Revenue Bonds, Series 1999 - Original amount of $1,735,000, principal paid annually on May 15; Interest paid semi-annually on May 15 and November 15, at rates ranging from 4.25% to 4.40%. The bonds were issued to provide funds sufficient to advance refund maturities 2002 through 2011 of the City's outstanding Series 1991 Bonds. The Bond proceeds were CITY OF SANGER NOTES TO FINANCIAL STATEMENTS September 30, 2001 used to purchase U.S. government securities. These securities were deposited into an irrevocable trust to provide for debt service of maturities 2002 through 2011. As a result, that portion of the 1991 series bonds is considered defeased, and the City has removed the liability from its accounts. The outstanding principle of the defeased bonds is $1,580,000 at September 30, 2001. The 1999 Bonds are to be repaid from and are secured by the Enterprise Fund Net Revenues. The Bond Obligations require that certain cash reserve accounts be maintained. Note Payable - Guaranty National Bank - Original amount of $379,000, the note is due on demand, if no demand is made then the note requires five annual principal payments of $75,800 beginning in October 2001. The note bears interest at 2.8 percent under prime rate with annual interest payments also due each October until the note is paid in full. The note proceeds were used for j water storage facilities. Note Payable - Guaranty National Bank - Original amount of $169,076, the note requires forty eight monthly installments of $3,967 with the final installment due April 2003. The note bears interest at 6% and has twenty installments remaining at September 30, 2001. The note proceeds were used to purchase various pieces of equipment, which also serve as collateral for the note. Note Payable - Guaranty National Bank - Original amount of $17,934, the note requires thirty six monthly installments of $547 with the final installment due April 2003. The note bears interest at 6% and has nineteen installments remaining at September 30, 2001. The note proceeds were used to purchase a city vehicle, which also serves as collateral for the note. Note Payable - Guaranty National Bank - Original amount of $29,652, the note requires thirty six monthly installments of $912, with the final installment due August 2003. The note bears interest at two percent under prime rate and has twenty three !{ installments remaining at September 30, 2001. The note proceeds were used to purchase a Ford pickup, which also serves as collateral for the note. Note Payable - Guaranty National Bank - Original amount of $106,666, the note requires thirty six monthly installments of $3,186 with the final installment due May 2004. The note bears interest at 2.80 percent under prime rate and has thirty two installments remaining at September 30, 2001. The note proceeds were used to purchase a dump truck and a backhoe, which also serves as collateral for the note. Capital Lease - Ford Motor Credit Company - Original balance of $40,432. The lease requires sixty monthly rental payments of $779, '�' Page - 18 CITY OF SANGER NOTES TO FINANCIAL STATEMENTS September 30, 2001 with fourteen payments remaining at September 30, 2001. The City has a purchase option during the term of the lease to purchase the equipment at a designated purchase option price. The City intends to exercise this option at the end of the lease term. The proceeds of the lease were used to purchase a New Holland Backhoe. The equipment is security for the lease. Capital Lease - Ford Motor Credit Company - Original balance of $32,657. The lease requires thirty six monthly rental payments of $983, with two payments remaining at September 30, 2001. The City has a purchase option during the term of the lease to purchase the equipment at a designated purchase option price. The City intends to exercise this option at the end of the lease term. The proceeds of the lease were used to purchase a vehicle. The vehicle is security for the lease. Capital Lease - Ford Motor Credit Company - Original balance of $43,781, The lease requires thirty six monthly rental payments of $1,318 with three payments remaining at September 30, 2001. The City has a purchase option during the term of the lease to purchase the equipment at a designated purchase option price. The City intends to exercise this option at the end of the lease term. The proceeds of the lease were used to purchase two vehicles. The vehicles are security for the lease. Capital Lease - Lubbock NationalOriginal balance of $36,753. The lease requires sixty monthly rental payments of $734, with fifteen payments remaining at September 30, 2001. The City has a purchase option during the term of the lease to purchase the equipment at a designated purchase option price. The City intends to exercise this option at the end of the lease term. The proceeds of the lease were used to purchase computer hardware and software. The equipment is security for the lease. NOTE D: DEBT SERVICE REQUIREMENTS NEXT FIVE YEARS: Debt service requirements for each of the next five years are as follows: General Fund: Proprietary Fund: Year Principal Interest Principal Interest 2002 $287,168 $118,455 $ 374,618 $ 147,371 2003 276,010 103,750 349,224 128,895 2004 256,665 91,006 295,759 113,094 2005 221,508 76,110 275,800 99,359 2006 234,218 64,410 290t800 85,894 Future 1_,046,654 130,550 1.610,000 313,248 Total $2,322,223 $ 584,281 $3.196,201 $ 8874861 Page - 19 CITY OF SANGER NOTES TO FINANCIAL STATEMENTS September 30, 2001 NOTE E: PURCHASE COMMITMENT: On June 5, 1995 the City entered into a eight year contract with the Brazoz Electric Power Cooperative, Inc., whereby the City purchases electric power and energy at agreed upon rates, subject to a fuel adjustment charge and power adjustment on demand and energy charges. Power purchased for the current fiscal year totaled $2,177,1600 NOTE F: INTERFUND RECEIVABLE AND PAYABLE: At September 30, 2001 the Proprietary Fund owed the General Fund $94,204. The receivable and payable result from one fund paying an expenditure for another fund. NOTE G: BUDGET AMENDMENTS: During the fiscal year the original budget was amended to reflect actual events. The budget amendments were as follows: Electric department lease expenditures were increased $35,525. This increase was funded using prior year excess funds. Library capital outlay, travel and training expenditures were increased $28,613. Theses increases were funded from the receipt of a library grant in the amount of $28,613 which was not budgeted. Sanitation department collection contract expenditures were increased $34,000. This increase was funded from solid waste collection revenues and franchise tax revenues that exceeded budgeted revenues. ',' Electric department power purchased expenditures were increased $490,000 which was offset with increased actual electric department revenues over budgeted revenues. The 4A economic development budgeted expenditures were amended to include debt service payments of $90,000 which were not originally budgeted. The 4B economic development budgeted expenditures were amended to include park improvement transfers to the general fund which were not originally budgeted. Both of these amendments were funded from sales tax revenues which were included in the original budgets. COMBINING AND INDIVIDUAL FUND AND ACCOUNT GROUP STATEMENTS AND SCHEDULES CITY OF SANGER COMBINING STATEMENT OF RNT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANC ALANCES - SPECIAL REVENUE FUND REVENUES Property Taxes Nonproperty Taxes Penalties and Interest on Delinquent Taxes License and Permits Fees and Services Grants and Intergovernmental Interest Income Miscellaneous Income Donations TOTAL REVENUES EXPENDITURES General Government Public Safety Highways and Streets Nealth and Welfare Culture and Recreation Capital Outlay Debt Service: Principal Interest TOTAL EXPENDITURES EXCESS REVENUES OVER (UNDER) EXPENDITURES For the Year Ended September 30, 2001 ADMINI= TRATION $ 6763511 $ 188,938 13,829 45,823 31,029 0 7,093 13,906 17,511 994,640 POLICE L FIRE 0 0 109,911 0 0 0 0 109,911 0 0 0 82,103 0 0 0 82,103 SANITA- TION 0 0 321,107 0 0 0 0 321.107 244,968 0 0 302,579 0 562,613 87,286 0 0 0 0 0 571225 0 0 0 0 0 0 0 71058 66,916 41,528 0 15,509 1,986 667.894 OTHER FINANCING SOURCES (USES) Proceeds of Capital Leases/Note Pay. 0 Sale of Assets 19508 Transfers In 437,212 TOTAL OTHER FINANCING SOURCES (USES) 456,720 EXCESS OF REVENUES AND OTHER SOURCES OVER EXPENDITU $ 1,124,614 fWIN 77e1Re1i•C•3M 1w:mIr•T►�Ilr•L�' 1WRI17:7_1A_1i•[aM:1r•I71i•Cr7 31,808 49,216 0 21457 7,825 0 663,794 185,855 302,579 (553)883) (103,752) 18,528 19,098 0 0 0 0 0 0 0 0 19,098 0 0 $ (534,785) $ (103,752) $ 18,528 SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE - 21 COMMUNITY SWIMMING &SENIOR STREETS LIBRARY PARKS POOL CENTERS TOTAL $ 0 $ 0 $ 0 $ 0 $ 0 $ 676,511 299,467 0 0 0 0 488,405 0 0 0 0 0 13,829 0 0 0 0 0 453823 0 21635 0 91219 0 473,901 0 47,077 0 0 0 129,180 0 0 0 0 0 71093 0 0 0 0 0 131906 0 0 21046 0 0 191557 299,467 49,712 21046 91219 0 1,8681205 0 0 0 0 0 547,547 0 0 0 0 0 6491899 1321966 0 0 0 0 132,966 0 0 0 0 0 571225 0 831973 218,984 331570 11,096 347,623 17,840 33,428 29,831 101239 650 207,490 140,023 21,600 0 0 0 258,156 74,578 14,954 0 0 0 101,800 3651407 1531955 248,815 43,809 11,746 21302,706 (65,940) (104,243) (246,769) (34,590) (11,746) (434,501) 0 0 0 0 0 193098 0 0 0 0 0 19,508 0 0 22,083 0 0 459,295 0 0 22,083 0 0 497,901 $ (651940) $ (104,243) $ (2241686) $ (341590) $ (11,746) 63,400 93,042 $ 1561442 SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE - 21 CITY OF SANGER COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - SPECIAL REVENUE FUND REVENUES Property Taxes Nonproperty Taxes Penalties and Interest on Deliquent Taxes License and Permits Fees and Services Grants and Intergovernmental Interest Income Miscellaneous Income Donations TOTAL REVENUES EXPENDITURES General Government Public Safety Highways and Streets Health and Welfare Culture and Recreation Capital Outlay Debt Service: Principal Interest For the Year Ended September 30, 2001 HOTELI MOTEL ECON DEVEL. 4A ECON DEVEL. 4B $ 0 $ 0 $ 0 $ 12,264 154,181 154,181 0 0 0 0 0 0 0 0 0 0 0 0 21849 21140 10,682 0 0 0 0 0 0 15,113 156,321 164,863 39,086 0 0 0 0 0 r'1 u TOTAL EXPENDITURES 39,086 EXCESS REVENUES OVER (UNDER) EXPENDITURES (23,973) OTHER FINANCING SOURCES (USES) Proceeds of Capital Leases/Note Pay, 0 Transfers Out 0 TOTAL OTHER FINANCING SOURCES (USES) 0 EXCESS OF REVENUES AND OTHER SOURCES OVER EXPENDITURES (23,973) FUND BALANCE - BEGINNING 61,928 FUND BALANCE - ENDING $ 37,955 1,559 0 0 0 0 0 42,791 47,202 91,552 64,769 0 0 64,769 46,185 $ 110,954 1,253 0 0 0 0 0 0 0 163,610 TOTAL 0 320,626 0 0 0 0 15,671 0 0 336,297 41,898 0 0 0 0 0 42,791 47,202 131,891 204,406 0 0 (22,083) (22,083) (22,083) (221083) 141,527 209,540 $ 351,067 182,323 317,653 $ 499,976 SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE - 22 CITY OF SANGER COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - GENERAL FUND For the Year Ended September 30, 2001 ADMINISTRATION REVENUES BUDGET ACTUAL VARIANCE Property Taxes $ 670,000 $ 676,511 $ 6,511 Nonproperty Taxes 176,160 1881938 12,778 Penalties and Interest on Delinquent Taxes 91000 13,829 41829 License and Permits 60,300 45,823 (14)477) Fees and Services 14,250 31,029 16,779 Grants and Intergovernmental 0 0 0 Interest Income 41000 71093 32093 Miscellaneous Income 30500 13,906 (16,594) Donations 21500 17,511 15,011 TOTAL REVENUES 966,710 994,640 27,930 EXPENDITURES General Government 250,863 244,968 5,895 Public Safety 0 0 0 Highways and Streets 0 0 0 Health and Welfare 551300 57,225 (11925) Culture and Recreation 0 0 0 Capital Outlay 31200 71058 (3)858) Debt Service: Principal 17,787 15,509 21278 Interest 2,013 11986 27 TOTAL EXPENDITURES 3291163 326,746 21417 EXCESS REVENUES OVER (UNDER) EXPENDITURES 637,547 OTHER FINANCING SOURCES (USES) Proceeds of Capital Leases/Note Payable 0 Sale of Assets 0 Transfers In 525,603 TOTAL OTHER FINANCING SOURCES (USES) EXCESS OF REVENUES AND OTHER SOURCES OVER EXPENDITURES 525.603 667.894 0 19,508 437,212 456,720 $ 1,163,150 $ 1,124,614 30,347 0 19,508 (88,391) (68,883) $ (38,536) SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE - 23 CITY OF SANGER COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - GENERAL FUND Property Taxes Nonproperty Taxes Penalties and Interest on Delinquent Taxes License and Permits Fees and Services Grants and Intergovernmental Interest Income Miscellaneous Income Donations TOTAL REVENUES For the Year Ended September 30, 2001 POLICE BUDGET ACTUAL VARIANCE $ 0 0 0 0 101,250 0 0 0 0 101,250 G� 0 0 0 0 109,911 0 0 0 0 1091911 EXPENDITURES General Government 0 0 Public Safety 568,642 562,614 Highways and Streets 0 0 Health and Welfare 0 0 Culture and Recreation 0 0 Capital Outlay 38,500 66,916 Debt Service: Principal 31,500 31,808 Interest 21500 2,457 TOTAL EXPENDITURES 641,142 663,795 EXCESS REVENUES OVER (UNDER) EXPENDITURES (539,892) (5533884) OTHER FINANCING SOURCES (USES) Proceeds of Capital Leases/Note Payable 0 191098 Sale of Assets 0 0 i Transfers In 0 0 TOTAL OTHER FINANCING SOURCES (USES) 0 191098 r EXCESS OF REVENUES AND OTHER SOURCES OVER EXPENDITURES $ (539,892) $ (534,786) 0 0 0 0 8,661 0 0 0 0 8,661 0 6,028 0 0 0 (28, $16) (308) 43 (22,653) (13,992) 19,098 $ 5,106 SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE-23 CITY OF SANGER COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - GENERAL FUND For the Year Ended September 30, 2001 REVENUES Property Taxes Nonproperty Taxes Penalties and Interest on Delinquent Taxes License and Permits Fees and Services Grants and Intergovernmental Interest Income Miscellaneous Income Donations TOTAL REVENUES EXPENDITURES General Government Public Safety Highways and Streets Health and Welfare Culture and Recreation Capital Outlay Debt Service: Principal Interest TOTAL EXPENDITURES EXCESS REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES (USES) Proceeds of Capital Leases/Note Payable Sale of Assets Transfers In TOTAL OTHER FINANCING SOURCES (USES) EXCESS OF REVENUES AND OTHER SOURCES OVER EXPENDITURES FIRE BUDGET ACTUAL VARIANCE 0 0 0 0 0 80,000 0 0 0 80,000 0 1331640 0 0 0 38,000 49,000 8,000 228,640 (148,640) 0 0 0 0 $ (148,640) $ 0 $ 0 0 0 0 0 0 0 0 0 821103 21103 0 0 0 0 0 0 82,103 21103 0 0 87,285 46,355 0 0 0 0 0 0 41,528 (31528) 49,216 (216) 7,825 175 1851854 42,786 (1031751) 44,889 0 0 0 0 0 0 $ (103,751) $ 44,889 SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE - 23 CITY OF SANGER COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES = GENERAL FUND For the Year Ended September 30, 2001 REVENUES Property Taxes Nonproperty Taxes Penalties and Interest on Delinquent Taxes License and Permits Fees and Services Grants and Intergovernmental Interest Income Miscellaneous Income Donations TOTAL REVENUES EXPENDITURES General Government Public Safety Highways and Streets Health and Welfare Culture and Recreation Capital Outlay Debt Service: Principal Interest TOTAL EXPENDITURES EXCESS REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES (USES) Proceeds of Capital Leases/Note Payable Sale of Assets Transfers In TOTAL OTHER FINANCING SOURCES (USES) EXCESS OF REVENUES AND OTHER SOURCES OVER EXPENDITURES SANITATION [— BUDGET ACTUAL I VARIANCE $ 0 $ 0 $ 0 0 0 0 0 0 0 0 0 321,000 321,107 107 0 0 0 0 0 0 0 0 0 0 0 0 3211000 3211107 107 297,520 3023579 (51059) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 297,520 302,579 (51059) 23,480 181528 (41952) 0 0 0 0 0 0 0 0 0 0 0 0 $ 23,480 $ 18,528 $ (41952) SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE - 23 CITY OF SANGER COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - GENERAL FUND For the Year Ended September 30, 2001 Properly Taxes Nonproperty Taxes Penalties and Interest on Delinquent Taxes License and Permits Fees and Services Grants and Intergovernmental Interest Income Miscellaneous Income Donations TOTAL REVENUES EXPENDITURES General Government Public Safety Highways and Streets Health and Welfare Culture and Recreation Capital Outlay Debt Service: Principal Interest TOTAL EXPENDITURES EXCESS REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES (USES) Proceeds of Capital Leases/Note Payable Sale of Assets (! Transfers In TOTAL OTHER FINANCING SOURCES (USES) EXCESS OF REVENUES AND OTHER SOURCES OVER EXPENDITURES STREETS (— BUDGET ACTUAL VARIANCE $ 0 $ 3201000 0 0 0 0 0 0 0 320,000 0 0 129,401 0 0 42,000 140,000 74,100 385,501 (65,501) 0 $ 0 2991467 (20,533) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 299.467 0 0 132,966 0 0 17,840 140,023 74,578 365,407 (65,940) (20,533) 0 0 (3,565) 0 0 24,160 (23) (478) 20,094 (439) 0 0 0 0 $ (439) SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE - 23 CITY OF SANGER COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES -GENERAL FUND For the Year Ended September 30, 2001 LIBRARY REVENUES BUDGEI ACTUAL I VARIANCE Property Taxes $ 0 $ 0 $ 0 Nonproperty Taxes 0 0 0 Penalties and Interest on Delinquent Taxes 0 0 0 License and Permits 0 0 0 Fees and Services 11500 21635 11135 Grants and Intergovernmental 46,613 47,077 464 Interest Income 0 0 0 Miscellaneous Income 0 0 0 Donations 0 0 0 TOTAL REVENUES 481113 49,712 1,599 EXPENDITURES General Government 0 0 0 Public Safety 0 0 0 Highways and Streets 0 0 0 Health and Welfare 0 0 0 Culture and Recreation 87,778 83,973 31805 Capital Outlay 34,524 332428 11096 Debt Service: Principal 21,600 21,600 0 Interest 14,840 14,954 (114) TOTAL EXPENDITURES 158,742 153,955 41787 EXCESS REVENUES OVER (UNDER) EXPENDITURES (110,629) (104,243) 61386 OTHER FINANCING SOURCES (USES) Proceeds of Capital Leases/Note Payable 0 0 0 Sale of Assets 0 0 0 Transfers In 0 0 0 TOTAL OTHER FINANCING SOURCES (USES) 0 0 0 EXCESS OF REVENUES AND OTHER SOURCES OVER EXPENDITURES $ (110,629) $ (104,243) $ 61386 SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE - 23 CITY OF SANGER COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - GENERAL FUND For the Year Ended September 30, 2001 REVENUES Property Taxes Nonproperty Taxes Penalties and Interest on Delinquent Taxes License and Permits Fees and Services Grants and Intergovernmental Interest Income Miscellaneous Income Donations TOTAL REVENUES EXPENDITURES General Government Public Safety Highways and Streets Health and Welfare Culture and Recreation Capital Outlay Debt Service: Principal Interest TOTAL EXPENDITURES EXCESS REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES (USES) Proceeds of Capital Leases/Note Payable Sale of Assets Transfers In TOTAL OTHER FINANCING SOURCES (USES) EXCESS OF REVENUES AND OTHER SOURCES OVER EXPENDITURES PARKS BUDGET ACTUAL VARIANCE $ 0 $ 0 $ 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 21046 23046 0 0 0 0 2531329 16,300 0 0 269,629 (269,629) 0 0 0 0 $ (269,629) 2,046 0 0 0 0 2181984 29,831 0 0 248,815 (246,769) 0 0 22,083 22,083 $ (224,686) 2,046 0 0 0 0 34,345 (13,531) 0 0 20,814 22,860 0 0 22,083 22,083 $ 44,943 SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE - 23 CITY OF SANGER COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - GENERAL FUND For the Year Ended September 30, 2001 REVENUES Property Taxes Nonproperty Taxes Penalties and Interest on Delinquent Taxes License and Permits Fees and Services Grants and Intergovernmental Interest Income Miscellaneous Income Donations TOTAL REVENUES EXPENDITURES General Government Public Safety Highways and Streets Health and Welfare Culture and Recreation Capital Outlay Debt Service: Principal Interest TOTAL EXPENDITURES EXCESS REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES (USES) Proceeds of Capital Leases/Note Payable Sale of Assets Transfers In TOTAL OTHER FINANCING SOURCES (USES) EXCESS OF REVENUES AND OTHER SOURCES OVER EXPENDITURES SWIMMING POOL BUDG I ACTUAL VARIANCE $ 0 $ 0 $ 0 0 0 0 0 0 0 0 0 0 0 0 0 11,000 9,219 (11781) 0 0 0 0 0 0 0 0 0 11,000 91219 (11781) 0 0 0 0 49,464 8,000 0 57,464 (46,464) 0 0 0 0 0 0 0 33,570 10,239 0 43,809 (34,590) 0 0 0 0 0 0 0 15,894 (2,239) yny 13,655 11,874 0 0 0 0 $ 11,874 SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE - 23 CITY OF SANGER COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - GENERAL FUND REVENUES Property Taxes Nonproperty Taxes Penalties and Interest on Delinquent Taxes License and Permits Fees and Services Grants and Intergovernmental Interest Income Miscellaneous Income Donations TOTAL REVENUES For the Year Ended September 30, 2001 COMMUNITY & SENIOR CENTERS BUDGET I ACTUAL 0 0 0 0 0 0 0 C 0 0 0 0 0 0 0 VARIANCE 0 0 0 0 0 0 0 0 0 0 EXPENDITURES General Government 0 0 0 Public Safety 0 0 0 Highways and Streets 0 0 0 Health and Welfare 0 0 0 Culture and Recreation 151875 11,096 41779 Capital Outlay 21000 650 11350 Debt Service: Principal 0 0 0 Interest 0 0 0 TOTAL EXPENDITURES 17,875 11,746 61129 EXCESS REVENUES OVER (UNDER) EXPENDITURES (17,875) (11,746) 61129 OTHER FINANCING SOURCES (USES) Proceeds of Capital Leases/Note Payable 0 0 0 Sale of Assets 0 0 0 Transfers In 0 0 0 TOTAL OTHER FINANCING SOURCES (USES) 0 0 0 EXCESS OF REVENUES AND OTHER SOURCES OVER EXPENDITURES $ (17)875) $ (11,746) $ 61129 SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE - 23 CITY OF SANGER COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - GENERAL FUND For the Year Ended September 30, 2001 REVENUES Property Taxes Nonproperty Taxes Penalties and Interest on Delinquent Taxes License and Permits Fees and Services Grants and Intergovernmental Interest Income Miscellaneous Income Donations TOTAL REVENUES EXPENDITURES General Government Public Safety Highways and Streets Health and Welfare Culture and Recreation Capital Outlay Debt Service: Principal Interest TOTAL EXPENDITURES EXCESS REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES (USES) Proceeds of Capital Leases/Note Payable Sale of Assets Transfers In TOTAL OTHER FINANCING SOURCES (USES) EXCESS OF REVENUES AND OTHER SOURCES OVER EXPENDITURES FUND BALANCE -BEGINNING FUND BALANCE -ENDING BUDGET $ 670,000 496,160 9,000 60,300 438,000 137,613 4,000 30,500 2,500 11848,073 548,383 7021282 1291401 55,300 4061446 1821524 259,887 101,453 21386,676 (537,603) 0 0 525,603 525,603 $ (12,000) TOTAL ACTUAL VARIANCE $ 676,511 $ 6,511 488,405 (71755) 13,829 45,823 4641682 1381399 7,093 131906 19,557 1,8681205 547,547 6491899 1321966 57,225 3471623 2071490 258,156 101,800 2,302,706 (434,501) 19,098 19,508 459,295 497,901 63,400 93,042 $ 156,442 4,829 (14,477) 26, 382 786 3,093 (16,594) 17,057 20.132 836 52,383 (3,565) (1,925) 58,823 (24,966) 1,731 (347) 82,970 103,102 19,098 19,508 (66,308) (27,702) $ 75,400 SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE - 23 CITY OF SANGER COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES -SPECIAL REVENUE FUND For the Year Ended September 30, 2001 HOTELIMOTEL REVENUES BUDGET-] ACTUAL VARIANCE Property Taxes $ 0 $ 0 $ 0 Nonproperty Taxes 12,000 12,264 264 Penalties and Interest on Delinquent Taxes 0 0 0 License and Permits 0 0 0 Fees and Services 0 0 0 Grants and Intergovernmental 0 0 0 Interest Income 0 21849 27849 Miscellaneous Income 0 0 0 Donations 0 0 0 TOTAL REVENUES 121000 15,113 31113 EXPENDITURES General Government 0 39,086 (39,086) Public Safety 0 0 0 Highways and Streets 0 0 0 Health and Welfare 0 0 0 Culture and Recreation 0 0 0 Capital Outlay 0 0 0 Debt Service: 0 0 Principal 0 0 0 Interest 0 0 0 TOTAL EXPENDITURES 0 391086 (3%086) EXCESS REVENUES OVER (UNDER) EXPENDITURES 12,000 (23)973) (35,973) OTHER FINANCING SOURCES (USES) Proceeds of Capital Leases/Note Payable 0 0 0 Transfers Out 0 0 0 TOTAL OTHER FINANCING SOURCES (USES) 0 0 0 EXCESS OF REVENUES AND OTHER SOURCES OVER EXPENDITURES $ 12,000 (23,973) $ (35,973) FUND BALANCE - BEGINNING 61,928 FUND BALANCE - ENDING $ 37,955 SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE - 24 CITY OF SANGER COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - SPECIAL REVENUE FUND REVENUES Property Taxes Nonpropetty Taxes Penalties and Interest on Delinquent Taxes License and Permits Fees and Services Grants and Intergovernmental Interest Income Miscellaneous Income Donations TOTAL REVENUES For the Year Ended September 30, 2001 ECONOMIC DEVELOPMENT -SECTION 4A DULJU I ACTUAL I I VARIANCE $ 0 $ 1401000 0 0 0 0 0 0 0 1401000 EXPENDITURES General Government 3,450 Public Safety 0 Highways and Streets 0 Health and Welfare 0 Culture and Recreation 0 Capital Outlay 0 Debt Service: Principal 43,000 Interest 47,000 TOTAL EXPENDITURES 93,450 r EXCESS REVENUES OVER (UNDER) EXPENDITURES 461550 OTHER FINANCING SOURCES (USES) Proceeds of Capital Leases/Note Payable 0 Transfers Out 0 I € TOTAL OTHER FINANCING SOURCES (USES) 0 EXCESS OF REVENUES AND OTHER SOURCES OVER EXPENDITURES $ 46,550 FUND BALANCE -BEGINNING FUND BALANCE -ENDING 0 $ 0 1541181 14,181 0 0 0 0 0 0 0 0 2,140 21140 0 0 0 0 156,321 1,559 0 0 0 0 0 42,791 47,202 91,552 64.769 0 0 0 64,769 46,185 $ 110,954 16,321 1,891 0 0 0 0 209 (202) 1,898 18,219 0 0 $ 18,219 SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE - 24 CITY OF SANGER COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - SPECIAL REVENUE FUND For the Year Ended September 30, 2001 REVENUES Property Taxes Nonproperty Taxes Penalties and Interest on Delinquent Taxes License and Permits Fees and Services Grants and Intergovernmental Interest Income Miscellaneous Income Donations TOTAL REVENUES EXPENDITURES General Government Public Safety Highways and Streets Health and Welfare Culture and Recreation Capital Outlay Debt Service, Principal Interest TOTAL EXPENDITURES EXCESS REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES (USES) Proceeds of Capital Leases/Note Payable Transfers Out TOTAL OTHER FINANCING SOURCES (USES) EXCESS OF REVENUES AND OTHER SOURCES OVER EXPENDITURES FUND BALANCE -BEGINNING FUND BALANCE -ENDING ECONOMIC DEVELOPMENT -SECTION 46 BUDGETI ACTUAL I I VARIANCE $ 0 $ 140,000 0 0 0 0 0 0 0 140,000 2,450 0 0 0 0 0 0 0 2,450 137,550 0 (22,000) (22,000) $ 115,550 0 $ 0 1541181 14,181 0 0 0 0 0 0 0 0 10,682 0 0 0 0 0 164,863 1,253 0 0 0 0 0 0 0 163,610 0 (22,083) (22,083) 141,527 209,540 $ 351,067 14,181 1,197 0 0 0 0 0 15,378 (83) $ 15,295 SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE - 24 CITY OF SANGER COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - SPECIAL REVENUE FUND REVENUES Property Taxes Nonproperty Taxes Penalties and Interest on Delinquent Taxes License and Permits Fees and Services Grants and Intergovernmental Interest Income Miscellaneous Income Donations TOTAL REVENUES For the Year Ended September 30, 2M TOTAL BUDGET I I ACTUAL I VARIANCE $ 0 $ 292,000 0 0 0 0 0 0 0 292,000 0 $ 3201626 0 0 0 0 15,671 0 0 3361297 0 28,626 0 0 0 0 15,671 0 0 44,297 EXPENDITURES General Government 51900 41,898 (35,998) Public Safety 0 0 0 Highways and Streets 0 0 0 Health and Welfare 0 0 0 Culture and Recreation 0 0 0 Capital Outlay 0 0 0 Debt Service: Principal 43,000 42,791 209 Interest 47,000 47,202 (202) TOTAL EXPENDITURES 951900 131,891 (35,991) EXCESS REVENUES OVER (UNDER) EXPENDITURES 1961100 204,406 81306 f OTHER FINANCING SOURCES (USES) Proceeds of Capital Leases/Note Payable 0 0 0 Transfers Out (22,000) (22,083) (83) TOTAL OTHER FINANCING SOURCES (USES) (22,000) (22,083) (83) EXCESS OF REVENUES AND OTHER SOURCES OVER EXPENDITURES $ 174,100 182,323 $ 85223 FUND BALANCE - BEGINNING 317,653 FUND BALANCE -ENDING $ 499,976 SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE-24 CITY OF SANGER STATEMENT OF GENERAL FIXED ASSETS For the Year Ending September 30, 2001 COST Land $ 69,370 Buildings & Improvements 11133,715 Equipment 11293,810 Fire Equipment 503,192 Swimming Pool 2321386 INVESTMENT IN GENERAL FIXED ASSETS $ 3,2321473 SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE - 25 CITY OF SANGER SCHEDULE OF CHANGES IN GENERAL FIXED ASSETS For the Year Ending September 30, 2007 COST BEGINNING ADDITIONS DELETIONS ENDING Land $ 69,370 $ 0 $ 0 $ 69,370 Buildings & Improvements 11133,715 0 0 11133,715 Equipment 11176,361 155,723 38,274 11293,810 Fire Equipment 461,664 41,528 0 503,192 Swimming Pool 222,147 10,239 0 232,386 INVESTMENT IN GENERAL FIXED ASSETS $ 3,063,257 $ 207,490 $ 38,274 $ 3,232,473 SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE - 26 CITY OF SANGER SCHEDULE OF CHANGES IN PROPERTY, PLANT & EQUIPMENT ENTERPRISE FUND For the Year Ending September 30, 2001 BEUINNINUI JAUU111U1M*tk UtLrmU1U I ENDING COST Water System $ 2,606,034 $ 108,275" $ 0 $ 2,714,309 Sewer System 31515,130 51,941'�o 0 33567,071 Electric System 216781416 57,370 0 21735,786 Equipment 903,727 1101345 0 11014,072 Furniture & Office Equipment 200,906 31427 0 204,333 Building Improvements 322,858 0 0 322,858 Easement 11500 0 0 11500 TOTAL COST $ 10,228,571 $ 331,358 $ 0 $ 10,559,929 ACCUMULATED DEPRECIATION Water System $ 1,108,751 $ 94,510 $ 0 $ 1,203,261 Sewer System 11060,634 101,870 0 11162,504 Electric System 11600,533 157,368 0 13757,901 Equipment 598,810 86,975 0 685,785 Furniture & Fixtures 165,200 14,064 0 179,264 Building Improvements 27,065 103352 0 37,417 Easement 0 0 0 0 TOTAL ACCUMULATED DEPRECIATION $ 4,560,993 $ 465,139 $ 0 $ 5,026,132 NET PROPERTY, PLANT & EQUIPMENT $ 516671578 $ 51533,797 SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE - 27 CITY OF SANGER STATEMENT OF GENERAL LONG - TERM DEBT September 30, 2001 BOND OBLIGATIONS Series 1994 Certificates of Obligation NOTES PAYABLE Guaranty National Bank Guaranty National Bank Guaranty National Bank Guaranty National Bank Guarantee National Bank Guarantee National Bank Guaranty National Bank Guarantee National Bank TOTAL NOTES PAYABLE CAPITAL LEASES Midwest Bankers Lubbock National Bank • _1 Ford Ford TOTAL CAPITAL LEASE OBLIGATIONS ACCRUED COMPENSATED ABSENCES Accrued Vacation Pay Accrued Sick Pay f , TOTAL ACCRUED COMPENSATED ABSENCES TOTAL TO BE PROVIDED FOR RETIREMENT OF GENERAL LONG - TERM DEBT 0 17,408 20,881 38,956 31,421 11,308 10,229 17,105 8011687 63,592 9,283 336 1,382 8.635 34,000 13,700 $ 1,290,000 948,995 83,228 47,700 $ 2,369,923 SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE - 28 CITY OF SANGER SCHEDULE OF CHANGES IN GENERAL LONG - TERM DEBT For the Year Ended September 30, 2001 BEGINNINGJADDITIONS1 IREDUCTION ENDING BOND OBLIGATIONS Series 1994 Certificates of Obligation NOTES PAYABLE Guaranty National Bank Guaranty National Bank Guaranty National Bank Guaranty National Bank Guaranty National Bank Guaranty National Bank Guaranty National Bank Guaranty National Bank TOTAL NOTES PAYABLE CAPITAL LEASES Midwest Bankers Lubbock National Bank Ford Ford Ford TOTAL CAPITAL LEASES ACCRUED COMPENSATED ABSENCES Accrued Vacation Pay Accrued Sick Pay TOTAL ACCRUED COMPEN, ABSENCES TOTAL TO BE PROVIDED FOR RETIREMENT OF GENERAL LONG -TERM DEBT $ 1,410,000 $ 0 $ 120,000 $ 1,290,000 27,018 0 9,610 17,408 33,131 0 12,250 20,881 51,478 0 12,522 381956 41,553 0 10,132 31,421 17,096 0 51788 11,308 14,988 0 4,759 101229 0 19,098 11993 17,105 844,477 0 42,790 801,687 $ 11029,741 $ 19,098 $ 99,844 $ 948,995 $ 82,180 $ 0 $ 18,588 $ 63,592 17,007 0 71724 91283 41226 0 31890 336 18,947 0 17,565 1,382 41,969 0 33,334 81635 $ 164,329 $ 0 $ 81,101 $ 83,228 $ 28,000 $ 61000 $ 0 $ 34,000 12,600 11100 0 13,700 $ 40,600 $ 71100 $ 0 $ 47,700 $ 21644,670 $ 26,198 $ 300,945 $ 2,3691923 SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE - 29 CITY OF SANGER DEBT SERVICE REQUIREMENTS - GENERAL LONG-TERM DEBT Series 1994 Certificates of Obligation Year Ending September 30, 2002 2003 2004 2005 2006 2007 2008 2009 PRINCIPAL $ 1251000 135,000 145,000 155,000 1651000 175,000 1901000 200,000 $ 1,290,000 September 30, 2007 INTEREST $ 75,720 68,657 60,963 52,625 43,635 33,900 23,400 12,000 $ 370,900 NOTE PAYABLE -GUARANTY NATIONAL BANK Year Ending September 30, 2002 2003 PRINCIPAL $ 10,203 7,205 $ 17,408 INTEREST $ 767 108 $ 875 NOTE PAYABLE -GUARANTY NATIONAL BANK Year Ending September 30, 2002 2003 PRINCIPAL $ 13,005 7,876 $ 20,881 INTEREST $ 899 235 $ 1,134 NOTE PAYABLE -GUARANTY NATIONAL BANK Year Ending September 30, 2002 2003 2004 PRINCIPAL $ 13,337 14,160 11,459 $ 38,956 INTEREST $ 1,975 1,152 1,301 $ 4,428 NOTE PAYABLE -GUARANTY NATIONAL BANK Year Ending September 30, 2002 2003 2004 PRINCIPAL $ 10,758 11,421 9,242 $ 31,421 INTEREST $ 1,593 929 1,049 $ 3,571 REQUIREMENTS $ 200,720 203,657 2051963 207,625 208,635 2081900 213,400 212,000 $ 11660,900 TOTAL EMENTS REQUIR $ 10,970 7,313 $ 18,283 TOTAL REQUIREMENTS $ 13,904 8,111 $ 22,015 TOTAL REQUIREMENTS $ 15,312 15,312 12,760 $ 43,384 TOTAL 12,351 REQUIREMENTS $ 12,350 10,291 $ 34,992 SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE - 30 CITY OF SANGER DEBT SERVICE REQUIREMENTS - GENERAL LONG-TERM DEBT September 30, 2001 NOTE PAYABLE -GUARANTY NATIONAL BANK Year Ending September 30, 2002 2003 PRINCIPAL $ 6,146 5,162 $ 11,308 INTEREST $ 511 386 $ 897 NOTE PAYABLE -GUARANTY NATIONAL BANK Year Ending September 30, 2002 2003 PRINCIPAL $ 5,052 5,177 $ 10,229 INTEREST $ 476 352 $ 828 NOTE PAYABLE -GUARANTY NATIONAL BANK Year Ending September 30, 2002 2003 2004 PRINCIPAL $ 6,169 6,465 4,471 $ 17,105 INTEREST $ 672 376 90 $ 1,138 NOTE PAYABLE -GUARANTY NATIONAL BANK Year Ending September 30, PRINCIPAL 2002 $ 58,999 2003 61,403 2004 631905 2005 66,508 2006 69,218 2007 72,038 2008 74,973 2009 78,027 2010 81,206 2011 84,515 2012 87,958 2013 2,937 $ 801,687 INTEREST $ 30,993 28,590 26,088 23,485 20,775 17,955 15,020 11,966 8,787 5,478 2,035 9 $ 191,181 TOTAL REQUIREMENTS $ 6,657 5,548 $ 12,205 TOTAL REQUIREMENTS $ 5,528 5,529 $ 11,057 TOTAL EMENTS REQUIR $ 6,841 6,841 4,561 $ 18,243 TOTAL REQUIREMENTS $ 89,992 89,993 89,993 89,993 89,993 89,993 89,993 89,993 89,993 89,993 89,993 2,946 $ 992,868 SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE - 30 i CITY OF SANGER DEBT SERVICE REQUIREMENTS - GENERAL LONG-TERM DEBT September 30, 2001 Capital Lease - Midwest Bankers Year Ending September 30, 2002 2003 2004 Less Amount Representing Interest LEASE PAYMENT $ 24,105 24,105 24,105 $ 72,315 8,723 $ 63,592 Capital Lease - LUBBOCK NATIONAL BANK Year Ending September 30, 2002 2003 Less Amount Representing Interest PRINCIPAL $ 8,803 1,000 $ 9,803 520 $ 9,283 Capital Lease -FORD MOTOR CREDIT Year Ending September 30, 2002 Less Amount Representing Interest PRINCIPAL $ 338 $ 338 $ 336 Capital Lease -FORD MOTOR CREDIT Year Ending LEASE September 30, PAYMENT 2002 $ 11392 1,392 fLess Amount Representing Interest 10 $ 1,382 Capital Lease -FORD MOTOR CREDIT Year Ending September 30, 2002 Less Amount Representing Interest LEASE PAYMENT $ 8,709 8,709 74 $ 8,635 SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE - 30 CITY OF SANGER SCHEDULE OF CHANGES IN LONG - TERM DEBT - ENTERPRISE FUND For the Year Ended September 30, 2001 REVENUE BOND OBLIGATIONS Series 1991 Series 1996 Series 1999 TOTAL REVENUE BONDS NOTES PAYABLE Guaranty National Bank Guaranty National Bank Guaranty National Bank Guaranty National Bank Guaranty National Bank Guaranty National Bank TOTAL NOTES PAYABLE CAPITAL LEASES Lubbock National Bank Ford Motor Credit Ford Motor Credit Ford Motor Credit TOTAL CAPITAL LEASES TOTAL LONG -TERM DEBT BEGINNINGJAUU111UN401 jMr=UUC11U1Mq I ENDING $ 1101000 $ 935,000 1,715,000 $ 21760,000 $ 0 $ 1101000 $ 0 0 40,000 8951000 0 201000 11695,000 0 $ 170,000 $ 21590,000 $ 195,000 $ 184,000 $ 0 $ 379,000 117,223 0 41,698 75,525 15,627 0 51777 91850 28,889 0 91465 19,424 64,296 0 64,296 0 0 1061696 11,136 95560 $ 421,035 $ 290,696 $ 132,372 $ 579,359 $ 181207 $ 0 $ 71723 $ 10,484 181930 0 81430 101500 13,290 0 11,341 11949 191044 0 15,135 3,909 $ 69,471 $ 0 $ 42,629 $ 26,842 $ 3,250,506 $ 290,696 $ 345,001 $ 3,196,201 SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE - 31 CITY OF SANGER DEBT SERVICE REQUIREMENTS - ENTERPRISE FUND es 1996 Revenue Bonds Year Ending September 30, PRINCIPAL 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 $ 40,000 45,000 45,000 45,000 50,000 50,000 55,000 60,000 60,000 65,000 70,000 70,000 75,000 80,000 85,000 $ 895,000 Series 1999 Revenue Refun Year Ending September 30, 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 PRINCIPAL $ 140,000 145,000 1501000 155,000 165,000 170,000 180,000 190,000 195,000 2051000 $ 11695,000 September 30, 2001 INTEREST $ 39,585 38,105 36,395 34,640 32,840 30,790 28,690 26,297 23,628 20,898 17,908 14,652 11,363 7,837 4,037 $ 367,665 INTEREST $ 73,050 67,100 60,938 54,562 47,975 40,962 33,653 25,913 17,600 9,020 $ 430,773 NOTE PAYABLE -GUARANTY NATIONAL BANK Year Ending September 30, 2002 2003 2004 2005 2006 PRINCIPAL $ 75,800 75,800 75,800 75,800 75,800 $ 379,000 INTEREST $ 25,393 20,314 15,236 10,157 5,079 $ 76,179 TOTAL REQUIREMENTS $ 79,585 83,105 81,395 79,640 82,840 80,790 83,690 86,297 83,628 85,898 87,908 84,652 86,363 87,837 89,037 $ 1,262,665 TOTAL REQUIREMENTS $ 213,050 212,100 210,938 209,562 212,975 210,962 213,653 2151913 212,600 214,020 $ 21125,773 101,193 REQUIREMENTS $ 96,114 91,036 85,957 80,879 $ 455,179 SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE - 32 CITY OF SANGER DEBT SERVICE REQUIREMENTS - ENTERPRISE FUND September 30, 2001 NOTE PAYABLE - GUARANTY NATIONAL BANK Year Ending TOTAL September 30, PRINCIPAL INTEREST REQUIREMENTS 2002 $ 44,269 $ 31328 $ 47,597 2003 31,256 478 31,734 $ 751525 $ 3,806 $ 793331 NOTE PAYABLE - GUARANTY NATIONAL BANK I' Year Ending TOTAL September 30, PRINCIPAL INTEREST REQUIREMENTS 2002 $ 63135 $ 424 $ 61559 2003 31715 111 31826 $ 91850 $ 535 $ 10,385 NOTE PAYABLE - GUARANTY NATIONAL BANK Year Ending TOTAL September 30, PRINCIPAL INTEREST REQUIREMENTS 2002 $ 10,048 $ 892 $ 10,940 2003 91376 653 101029 $ 19,424 $ 11545 $ 201969 NOTE PAYABLE -GUARANTY NATIONAL BANK Year Ending September 30, 2002 2003 2004 PRINCIPAL $ 34,473 36,128 24,959 $ 95,560 Capital Lease - LUBBOCK NATIONAL BANK Year Ending LEASE September 30, PAYMENT 2002 8,803 2003 2,201 11,004 Less Amount Representing Interest 520 $ 10,484 INTEREST $ 3,754 2,098 525 $ 6,377 TOTAL REQUIREMENTS $ 38,227 38,226 25,484 $ 101,937 SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE - 32 '!! CITY OF SANGER DEBT SERVICE REQUIREMENTS - ENTERPRISE FUND September 30, 2001 Capital Lease "FORD MOTOR CREDIT Year Ending September 30, 2002 2003 Less Amount Representing Interest LEASE PAYMENT $ 9,344 1,558 10,902 402 $ 10,500 Capital Lease -FORD MOTOR CREDIT Year Ending September 30, 2002 Less Amount Representing Interest LEASE PAYMENT $ 1,966 1,966 Capital Lease -FORD MOTOR CREDIT Year Ending September 30, 2002 Less Amount Representing Interest 17 LEASE PAYMENT $ 3,954 3.954 45 $ 3,909 SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE - 32 CITY OF SANGER GOVERNMENTAL AND PROPRIETARY FUNDS SCHEDULE OF RESTRICTED CASH September 30, 2001 GENERALFUND Police Department Funds Fire Department Funds Beautification Board Funds Library Funds Park Department Fund Certificate of Obligation Reserve and I & S Funds TOTAL GENERAL FUND SPECIAL REVENUE FUND Tourism Funds (Hotel/Motel) Economic Development -Section 4A Economic Development -Section 4B TOTAL SPECIAL REVENUE FUND ENTERPRISE FUND Revenue Bond I & S Funds Revenue Bond Reserve Funds Revenue Bond Emergency Fund Customer Utility Deposits Bolivar Water Escrow Funds Unspent 1996 Revenue Bond Funds Texas Capital Grant Funds One Plus Program Safety and Incentive Funds TOTAL ENTERPRISE FUND $ 126 7,415 15,188 569 7,386 45,812 $ 76,496 $ 37,955 82,369 322,477 $ 442,801 $ 47,522 2531530 16,212 121,187 120,946 2,413 2 70 1,259 $ 563,141 SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE - 33 CITY OF SANGER GOVERNMENTAL AND PROPRIETARY FUNDS SCHEDULE OF RESERVED FUND EQUITIES September 30, 2001 GENERAL FUND Police Department Fund $ 126 Fire Department Funds 7,415 Beautification Board Funds 15,188 Library Funds 569 Park Department Fund 7,386 Minimum Required Reserves, Interest and Sinking Funds -1994 Certificate of Obligation 38,000 TOTAL GENERAL FUND $ 68,684 SPECIAL REVENUE FUND Hotel/Motel Fund $ 37,955 Economic Development -Section 4A 82,369 Economic Development -Section 4b 322,477 TOTAL SPECIAL REVENUE FUND ENTERPRISE FUND Minimum Required Reserves, Interest and Sinking Funds -Revenue Bonds One Plus Program Safety and Incentive TOTAL ENTERPRISE FUND it 442801 , $ 305,512 r� $ 306,841 SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE-34 CITY OF SANGER SCHEDULE OF INSURANCE COVERAGE September 30„ 2001 AMOUNT OF _ TYPE OF COVERAGE FROM F TO COVERAGE CARRIER Business Auto. Liability 10/1/00 10/1/01 310001000 Texas Municipal League Physical Damage 10/1/00 10/1/01 Actual Cash Value Texas Municipal League Property Damage 10/1/00 10/1/01 Scheduled Equip. Texas Municipal League 31124,648 Workmen's Compensation Liability - Law Enforcement Liability Errors &Omissions General Liability Mobile Equipment Boiler & Machinery Employee Bond 10/1/00 10/1/01 Statutory Texas Municipal League 10/1/00 10/1/01 1,000,000 Texas Municipal League 10/1/00 10/1/01 11000,000 Texas Municipal League 10/1/00 10/1/01 31000,000 Texas Municipal League 10/1/00 10/1/01 276,615 Texas Municipal League 10/1/00 10/1/01 5001000 Texas Municipal League 6/24/01 6/24/02 10,000 Western Surety SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE - 35 CLASSIFICATION OF CUSTOMERS Residential Commercial, Demand & City CITY OF SANGER PROPRIETARY FUND SUPPLEMENTAL INFORMATION September 30, 2001 WATER 1,831 186 ELECTRIC 1,405 391 NUMBER OF CONNECTIONS 2,017 1,796 WATER RATES RESIDENTIAL COMMERCIAL Deposit $ 50.00 $ 100.00 First 1,000 Gallons (minimum) $ 14.25 $ 17.00 1,000 TO 5,000 Gallons $ 2.35 $ 2.75 5,000 TO 15,000 Gallons $ 2060 $ 3.00 15,000 TO 30,000 Gallons $ 3205 $ 3.25 Over 30,000 Gallons $ 3.90 $ 4.00 SEWER RATES RESIDENTIAL COMMERCIAL SEWER First 1,000 Gallons (minimum) $ 15.00 It 21.00 to 75.00 Based on meter size Over 1,000 Gallons Maximum $ 30.00 $ NO MAX SMALL LARGE ELECTRIC RATES RESIDENTIAL COMMERCIAL COMMERCIAL Deposit $ 100.00 $ 200.00 $ 200.00 Facility Charge $ 9.00/month $ 15.00/month $ 54.00/month Energy Charge $ 0.0761634/KWH $ .081696/kwh $ 0.037705/kwh Demand Charge: First 6 KWH (minimum) $ -- $ -- $ 54.00 Over 6KWH $ -- $ -- $ 9.00/kwh GALLONS OF WATER METERED (APPROX.) 194,774,410 SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE - 36 CITY OF SANGER ANALYSIS OF TAXES RECEIVABLE For the Year Ended September 30, 2001 2001 2000 1999 1998 ADJUSTED TAX ROLL $ 681,486 $ 584,208 $ 5061698 $ 431,649 Less: Collections and Adjustments 655,189 560,137 484,054 415,237 CURRENT YEAR TAXES RECEIVABLE - END OF YEAR 26,297 24,071 22,644 16,412 PRIOR YEAR TAXES RECEIVABLE - END OF YEAR 48,679 46,137 46,742 51,802 TOTAL TAXES RECEIVABLE - END OF YEAR $ 74,976 $ 70,208 $ 691386 $ 68,214 Assessed Value $ 130,306,503 $ 111,724,586 $ 100,765,297 $ 911334,817 Tax Rate per $100 $ 0.5228 $ 0.5228 $ 095028 $ OA726 Percent of Current Taxes Collected to Billed 96414% 95888% 95453% 96.20% SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE - 37 CITY OF SANGER COMMUNITY DEVELOPMENT BLOCK GRANT NO.720082 TEXAS DEPARTMENT OF ECONOMIC DEVELOPMENT SCHEDULE OF GRANT RECEIPTS & EXPENDITURES For the Year Ending September 30, 2001 CONTRACT PERIOD October 4, 2000 through October 3, 2003 PRIOR FEDERAL LOCAL YEARS TOTAL BUDGET VARIANCE RECEIPTS: Federal $ 111027393 $ — $ 0 $ 11102,393 $ 11500,000 (397,607) Local — 0 0 0 157000,000 (15,000,000) TOTAL RECEIPTS 171021393 0 0 11102,393 167500,000 (15,3977607) EXPENDITURES: FEDERAL Water Improvements 369,332 — 0 3697332 686,300 316,968 Sewer Improvements 657592 — 0 652592 109,800 447208 Electrical 552,000 — 0 5522000 552,000 0 Building Construction 0 — 0 0 0 0 Engineering 77,291 — 0 772291 812900 47609 Administration 387178 — 0 38,178 703000 312822 LOCAL Water Improvements — 1072527 0 107,527 0 (1077527) Sewer Improvements — 0 0 0 0 Electrical — 1,375 0 17375 (11375) Building Construction — 0 0 0 1520007000 15,000,000 Engineering — 2,888 0 21888 (21888) Administration — 10,527 0 107527 0 (107527) TOTAL EXPENDITURES 11102,393 1227317 0 11224,710 165001000 157275,290 EXCESS REVENUES OVER EXPENDITURES $ 0 $ (1227317) $ 0 $ (122,317) $ 0 $ (122,317) GRANT RECEIPTS ARE RECORDED IN THE PROPRIETARY FUND BALANCE SHEET AS "CONTRIBUTED CAPITAL" SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE 38 WILLIAM C. SPORE P.C. Certified Public Accountants 3950 Hwy 360, Ste 102, Grapevine, Texas 76059 817421-6619 REPORT ON COMPLIANCE AND ON INTERNAL CONTROL OVER FINANCIAL REPORTING BASED UPON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENTAL AUDITING STANDARDS To the City Council City of Sanger, Texas We have audited the financial statements of City of Sanger as of and for the year ended September 30, 2001, and have issued our report thereon dated February 22, 2002. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Com lip ance As part of obtaining reasonable assurance about whether City of Sanger's financial statements are free of material misstatement, we performed tests of its compliance with certain provision of laws, regulations, contracts and grants, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit and, accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance that are required to be reported under Government Auditing Standards, Internal Control Over Financial Reporting In planning and performing our audit, we considered City of Sange, s internal control over financial reporting in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and not to provide assurance on the internal control over financial reporting. Our consideration of the internal control over financial reporting would not necessarily disclose all matters in the internal control over financial reporting that might be material weaknesses. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. We noted no matters involving the internal control over financial reporting and its operation that we consider to be material weaknesses. This report is intended for the information and use of management, Honorable Mayor and City Council of the City of Sanger, Texas, and is not intended to be and should not be used by anyone other than these specified parties. TiTilliam U. ..-. oul February 22, 00 WILLIAM C. SPORE, P.C. Certified Public Accountants 3950 Hwy 360, Ste 102, Grapevine, Texas 76059 817421-6619 To the City Council City of Sanger, Texas In planning and performing our audit of the general purpose financial statements of the City of Sanger, Texas, for the year ended September 30, 2001, we considered its internal control structure in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and not to provide assurance on the internal control. In accordance with Government Audztzng Standards, we have issued our report dated February 22, 2002 on our consideration of the City of Sanger's internal control over I inancial reporting. However, during our audit we became aware of matters that are opportunities for strengthening internal controls and operating efficiency. These matters are as follows: (1) The electric department inventory system is now operational, Reports should be generated monthly and reviewed for accuracy in order to insure the system is maintained regularly and is up to date. Cycle counts of the inventory should be periodically done to insure the accuracy of the inventory, with significant discrepancies reported to the City Administrator. (2) The budget was amended on two occasions during the fiscal year. The accounting software was not updated to reflect the second budget amendments, therefore budget/actual comparison reports were not reflecting the second budget amendments. Policies should be put in place to insure that all budget amendments are reflected in the budget/actual comparison reports to insure that management and the Council are receiving the most update to date budget comparison reports. I We will review the status of these comments during our next audit engagement. We have already discussed these comments and suggestion with the City Manager and City Secretary, and we will be pleased to discuss them in further detail at your convenience, to perform any additional study of these matters, or to assist you in implementing the recommendations. Sincerely, William C. Spore, P.C. February 22, 2002 REPORTS AND SCHEDULES RELATED TO SINGLE AUDIT FEDERAL GRANTOR/PASS-THROUGH GRANTOR Department of Housing &Urban Development: Community Development Block Grant Pass -through Program from Texas Department of Economic Development CITY OF SANGER SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS For the Year Ending September 30, 2001 PASS -THROUGH ENTITY FEDERAL IDENTIFYING CFDA # NUMBER 14.228 720082 AWARD FEDERAL AMOUNT EXPENDITURES $ 1,500,000 $ 1,102,393 MATCHING EXPENDITURES $ 122,317 SEE ACCOMPANYING NOTES TO FINANCIAL STATEMENTS PAGE - 39 CITY OF SANGER NOTES TO SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS For the Year Ended September 30, 2001 NOTE A: Si, MUMMRY OF SIGNIFICANT ACCOUNTING POLICIES - The accompanying schedule of expenditures of federal awards includes the federal grant activity of the City of Sanger and is presented on the accrual basis of accounting. The information in this schedule is presented in accordance with the requirements of OMB Circular A-133, Audits of States, Local Governments, and Non -Profit Organizations. Therefore, some amounts presented in this schedule may differ from amounts presented in, or used in the preparation of, the basic financial statements. Amounts expended to date related to the Texas Department of Economic Development grant are included in the Propri Eetary Fund's balance sheet in the line item Construction if Process. Once the project is complete the costs will be capitalized and depreciated over the useful lives of the various assets. The line item Construction in Process includes other projects in addition to the grant funds project. Amounts received to date related to the Texas Department of Economic Development grant are recorded as Contributed Capital in the Proprietary Fund's balance sheet. CITY OF SANGER SCHEDULE OF FINDINGS AND QUESTIONED COSTS For the Year Ended September 30, 2001 1. The Auditor's report expressed an unqualified opinion on the (general purpose) financial statements of the City of Sanger. 2. No reportable conditions were disclosed during the audit of the (general purpose) financial statements of the City of Sanger. 3. No instances of noncompliance material to the (general purpose) financial statements of the City of Sanger were disclosed during the audit. 4. No reportable conditions were disclosed during the audit of internal control over major federal award programs. 5. The auditor's report on compliance for the major federal award programs for the City of Sanger expressed an unqualified opinion on all major federal programs. 6. There were no audit findings relative to the major federal award programs for the City of Sanger to be reported in this schedule. 7. The programs tested as major programs included: Department of Housing & Urban Development, Community Block Grant, 8. Threshold for distinguishing Types A and B programs was $300,000. There were no Type B programs. 9. The City of Sanger is not a low -risk auditee. CITY OF SANGER SCHEDULE OF FINDINGS AND QUESTIONED COSTS - PRIOR YEAR For the Year Ended September 30, 2001 1. There were no prior year findings or questioned costs. WILLIAM C. SPORE, P.C. Certified Public Accountants 3950 Hwy 360, Ste 102, Grapevine, Texas 76059 817421-6619 REPORT ON COMPLIANCE WITH REQUIIZEMENTS APPLICABLE TO EACH MAJOR PROGRAM AND INTERNAL CONTROL OVER COMPLIANCE IN ACCORDANCE WITH OMB CIRCULAR A433 To the City Council City of Sanger, Texas Compliance We have audited the compliance of City of Sanger, Texas, with the types of compliance requirements described in the U. S. Office of Management and Budget (OMB) Circular a433 Compliance Supplement that are applicable to each of its major federal programs for the year ended September 30, 2001. City of Sanger, Texas's major federal programs are identified in the summary of auditor's results section of the accompanying schedule of findings and questioned costs. Compliance with the requirements of laws, regulations, contracts and grants applicable to each of its major federal programs is the responsibility of City of Sanger, Texas's management. Our responsibility is to express an opinion on City of Sanger, Texas's compliance based on our audit. We conducted our audit of compliance in accordance with auditing standards generally accepted in the United States of America; the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States; and OMB Circular A.133, Audits of States, Local Governments, and Non -Profit Organizations. Those standards and OMB Circular a433 require that we plan and perform the audit to obtain reasonable assurance about whether noncompliance with the types of compliance requirements referred to above that could have a direct and material effect on a major federal program occurred. An audit includes examining, on a test basis, evidence about City of Sanger, Texas's compliance with those requirements and performing such other procedures as we considered necessary in the circumstances. We believe that our audit provides a reasonable basis for our opinion. Our audit does not provide a legal determination of City of Sanger, Texas's compliance with those requirements. In our opinion, City of Sanger, Texas, complied, in all material respects, with the requirements referred to above that are applicable to each of its major federal programs for the year ended September 30, 2001, Internal Control Over Compliance The management of City of Sanger, Texas, is responsible for establishing and maintaining effective internal control over compliance with requirements of laws, regulations, contracts and grants applicable to federal programs. In planning and performing our audit, we considered City of Sanger, Texas's internal control over compliance with requirements that could have a direct and material effect on a major federal program in order to determine our auditing procedures for the purpose of expressing our opinion on compliance and to test and report on the internal control over compliance in accordance with OMB Circular A-133. Our consideration of the internal control over compliance would not necessarily disclose all matters in the internal control that might be material weaknesses. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that noncompliance with applicable requirements of laws, regulations, contracts and grants that would be material in relation to a major federal program being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. We noted no matters involving the internal control over compliance and its operation that we consider to be material weaknesses. This report is intended solely for the information and use of the audit committee, management, others within the organization, City Council, and federal awarding agencies and pass -through entities and is not intended to be and should not be used by anyone other than these specified parties. William C. Spore, P.C. February 22, 2001 Page - 2